e-Newsletter

 
November, 2003

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November Articles
Training in Atlanta

 

1. Record Control - Basic and Extended

2. Eradicate Jargon with Bullfighter 

3. New Body of Knowledge for CQA Exam 

4. ISO 15489 - Benchmark for Records Management

5. Class Schedule: November, 2003 - January, 2004


To see previous articles, go to Newsletter Archives.

Note: Students that have attended a class in Atlanta receive a 20% discount on future Atlanta classes.

ISO 9001:2000 Lead Auditor
December 8-12, 2003
March 1-5, 2004

ISO 9001:2000 Internal Auditor
November 19-21, 2003
January 27-29, 2004

Quality System Documentation
December 4-5, 2003
February 3-4, 2004

Implementing ISO 9001:2000
November 17-18, 2003
February 5-6, 2004

Understanding ISO 9001:2000 Requirements
December 3, 2003
February 2, 2004

Green Belt Certification
January 21-23, 2004

Training Classes in Other Cities

1. Record Control - Basic and Extended

You may know the ISO 9001 record control requirements, but what about the industry extensions for AS9100, ISO/TS 16949, ISO 14001, as well as, ISO 15489? They may suggest good practices beyond the basic ISO 9001 record control requirements.

According to ISO 9001:2000, clause 4.2.4, the record control process must:

  • Establish and maintain records as evidence of conformity to requirements

  • Use records to show effective operation of the quality management system

  • Keep records that remain legible, readily identifiable, and retrievable

A documented procedure must be established to define the controls for the identification, storage, protection, retrieval, retention time, and disposition of records.

Aerospace:
AS9100:2001, Revision A, clause 4.2.4, adds that the documented procedure must define the method for controlling records that are created by and/or retained by suppliers.  Records must be made available for review by customers and regulatory authorities in accordance with contract or regulatory requirements.
 
Automotive:
ISO/TS 16949:2002, clause 4.2.4.1, requires organizations to satisfy regulatory and customer requirements for control of records.

Telecommunications:
TL 9000:2001, Release 3.0, clause 4.2.4, doesn't add any additional requirements for record control.

Environmental:
ISO 14001:1996, clause 4.5.3, requires the inclusion of training records and the results of audits and reviews (note: already covered by ISO 9001 in other clauses). Environmental records must be maintained that are traceable to the involved activity, product, or service. Retention times must be recorded.

Records Management:
ISO 15489-1:2001 is an information and documentation standard on records management. The technical report, ISO/TR 15489-2:2001, provides further explanation and guidance on implementation options.

Records are created, received, and used to conduct business activities. These records should be authentic, reliable, and usable.

A comprehensive records management program should:

  • determine what records to create for each process

  • decide what information to include in the records

  • decide on the form and structure, and the technologies to be used

  • decide how to retrieve, use, and transmit the records

  • decide on retention periods and the disposition process

  • decide how to organize the records to support their use

Preserve the records and make them accessible to meet requirements. Ensure they comply with policies, standards, and legal requirements. Maintain the records in a safe and secure environment. Keep them only as long as needed or required. See article 4 on ISO 15489 in this newsletter issue. 

2. Eradicate Jargon with Bullfighter

Bullfighter™ is a free software tool from Deloitte Consulting to help eliminate business jargon. “We've had it with repurposeable, value added knowledge capital and robust, leveragable mindshare. Enough, already,” says Brian Fugere, partner at Deloitte Consulting. “If Corporate America wants to restore public trust, we need to start speaking and writing more clearly. Less empty rhetoric about openness, honesty and accountability, and more straight talk.”
 
Bullfighter runs in Microsoft Word and PowerPoint, within Microsoft Windows 2000 or XP. It works a lot like the spelling and grammar checker in those applications, but focuses on jargon and readability. It searches documents for jargon and unnecessarily complex language, flogs the author for trying to use egregious bull, suggests replacements, and then assigns a Bull Composite score.

Deloitte used the tool to examine a wide range of communications from companies in the Dow Jones Industrial Average, and found that straight-talking companies outperform companies that use vague, unclear communications. “We're hoping Bullfighter will shatter the credibility of business jargon, and make business communications safer for all of us,” said Fugere. “We're just as guilty as the next consultant when it comes to using words like paradigm, bandwidth, and leverage, but we're committed to straight talk as a way of doing business - and Bullfighter is helping us get there.”

Take the bull by the horns. You can download Bullfighter for free, or order a free CD-ROM/book package, at <www.dc.com/bullfighter>. That red and black bull icon on your Word and PowerPoint toolbar could change your life. Unless you believe in expressions like 'value-based paradigm shift' or in multi-syllabic sentences that run on for ages, you owe it to your loved ones and co-workers to try it. The documents you save could be your own.


3. New Body of Knowledge for CQA Exam 

A new Body of Knowledge (BOK) has been published for the ASQ Certified Quality Auditor Exam. The new BOK can be viewed at CQA Body of Knowledge - 2004. If you are an auditor, even if you are not a candidate for the CQA exam, you should still be competent in the topics of the 2004 BOK. 

The 1999 BOK will be the basis of the CQA exams through the May 23, 2004 exam. The exams after that date will use the 2004 BOK and include case studies. 
Each case study will include a brief scenario about an audit situation. In addition, each case study will be supported by related audit documents.

About 15-20% (25-30 questions) of the test will be devoted to case studies. Although the questions related to these cases will use the same 4-choice answer format as the rest of the test, the use of scenario details and sample documents will examine the critical thinking skills of the candidates in evaluating realistic situations. Additional time will be needed to process the elements of the case studies and, therefore, the length of examination will be increased from 4 hours to 5 hours.

There are five major topic areas in the 2004 BOK compared to seven in the 1999 BOK. The key differences are described below:

I. Auditing Fundamentals (formerly: I. Ethics, Professional Conduct, and Liability Issues; VII.A. Auditing Basics)

No new content and nothing eliminated.

II. Audit Process (formerly: II. Audit Preparation; III Audit Performance; IV. Audit Reporting; V. Corrective Action, Follow-up, and Closure)

No new content and nothing eliminated.

III. Auditor Competencies (formerly: VII.B. Basic Skills)

Nothing eliminated. Added new content on:

  • Team membership, leadership, and facilitation techniques

  • Process verification and validation

IV. Audit Program and Business Applications (formerly: VI. Audit Program Management)

Nothing eliminated. Added new content on:

  • Change control

  • Risk management

  • Interrelationships between business processes

  • Common elements of various types of audits, e.g., quality, safety, environmental, financial

  • Emerging roles of the auditor

V. Quality Tools and Techniques (formerly: VII.C. Tools and Techniques)
Nothing eliminated. Added new content on:

  • Cost of quality categories

For a detailed comparison of the two BOK versions, go to: Comparison of 1999 versus 2004 Body of Knowledge.
 

4. ISO 15489 - Benchmark for Records Management

Recent scandals, terrorist attacks and natural disasters have highlighted the need for a clear and systematic approach to record keeping, Mike Marsh, European Liaison, ARMA Geneva told a group of information professionals at the Inaugural seminar on ISO 15489 for records management.

The discussion was among the events held at a recently concluded seminar held in Geneva, Switzerland, designed to teach participants how to implement ISO 15489, Information and documentation - Records management - Part 1, and thereby help them to develop an effective records management program. ARMA (Association for Information Management Professionals), organized the one-day seminar "to mark the 2nd anniversary of ISO 15489", published by ISO in 2001.

Some 140 professionals came to listen and participate in the fruitful discussions on how best to manage their organization's records using ISO 15489 and do so in such a way that business objectives are supported.

ISO 15489 has effectively established itself as the benchmark for 'best practice' and as a remarkable success in both private and public organizations. The standard focuses on the business principles behind records management and how organizations can establish a framework to enable a comprehensive records management program. It can be used to help organizations create, capture, and manage full and accurate records to meet their business needs and legal requirements ,as well as, to satisfy other stakeholder expectations.

In drawing attention to the strategic importance of ISO 15489, seminar speakers highlighted the wide range of benefits that organizations can expect to achieve in implementing the standard, including the ability to conduct business in an orderly, efficient, and accountable manner, meet legal requirements, provide continuity in case of disaster and, protect the interests of the organization, its employees, and stakeholders.

"Two years after its publication and thousands of users later, ISO 15489 has become the road map for good records management," says Mike Marsh. "To this end, the seminar provided the perfect opportunity to exchange experiences and share visions on the importance of this ISO standard and contribute to increasing its use even further".

Through a discussion of ISO 15489, including its application and development, as well as, its relevance to information professionals, the seminar offered participants with useful hints and pointers to help them develop an effective records management program within their organization.

While acknowledging that the standard will be particularly useful to information professionals - among them record managers, archivists, knowledge managers, information managers, document managers, and IT providers - seminar speakers stressed that a records management system is most effective only if it is implemented throughout the entire organization, from the office desk clerk through to the senior management level.

The seminar concluded with lively discussions on the challenges of managing electronic records - among them e-mail, attachments, Web sites and databases - and on the importance of easily retrievable, well organized, and logically ordered records in corporate litigation cases. All agreed, however, that ISO 15489 is the benchmark for 'best practice' for recordkeeping systems and practices, regardless of medium or format.

More information on the outcome of the seminar, including the complete set of presentations, can be found on the ARMA International Web site, www.arma.org.

ISO 15489 - Records Management - Part 1 and ISO/TR 15489 - Guidelines - Part 2 can be ordered from the ANSI Electronics Store at <http://www.ansi.org>.

5. Class Schedule for November, 2003 - January, 2004

To enroll in these public classes, go to Class Schedule at our web site, or call us at 800-404-7585. The classes taught by Larry Whittington are shown in gold.

ISO 9001:2000 Lead Auditor (RAB Accredited) - BSI Management Systems
Initial course version developed by Larry Whittington 
November December January
03-07  Reston, VA
01-05  Dallas, TX
05-09  Houston, TX
10-14 St. Louis, MO
08-12  Atlanta, GA
12-16  San Diego, CA
17-21  Los Angeles, CA
08-12  Orlando, FL   - -
  - - 15-19  Los Angeles, CA   - -
  - -
15-19  Reston, VA   - -

ISO 9001:2000 Internal Auditor (RAB Accredited) - BSI Management Systems
November December January
12-14  Detroit, MI
03-05  Orlando, FL
14-16  Houston, TX
19-21  Atlanta, GA
  - - 27-29  Altanta, GA

ISO 9001:2000 Auditor Transition (RAB-Approved) - Course developed by Larry Whittington
November December January
03-04  Charlotte, NC
04-05  Dallas, TX No more classes planned.
17-18  Los Angeles, CA 18-19  Orlando, FL  

Implementing ISO 9001:2000 (for New Systems) - Course developed by Larry Whittington
November December January
13-14  San Jose, CA
01-02  Orlando, FL
12-13  Houston, TX
17-18  Atlanta, GA
  - -   - -

Understanding ISO 9001:2000
November December January
12  Los Angeles, CA
  - - 23  Orlando, FL

Understanding ISO 9001:2000 Requirements (Atlanta Only - $295) - Course developed by Larry Whittington
December
January
February
03  Atlanta, GA   - -
02  Atlanta, GA

ISO 9001:2000 Conversion (for Existing Systems) - Course developed by Larry Whittington
November
December January
05-07  Charlotte, NC 01-03  Dallas, TX No more classes planned.
19-21  Los Angeles, CA
15-17  Orlando, FL  

Quality System Documentation (ISO 9001:2000) - Course developed by Larry Whittington
December January February
04-05  Atlanta, GA
22-23  Detroit, MI 03-04  Atlanta, GA
08-09  Orlando, FL   - -   - -

The above public courses can be offered on-site at your facility. In addition, we offer these on-site courses:

  • Understanding ISO/TS 16949:2002 Requirements (1 day) - Course developed by Larry Whittington

  • Internal Quality Auditing (2 Days) - Course developed by Larry Whittington (based on new ISO 19011)

To arrange an economical on-site class, please call us at 800-404-7585.


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